Regulatory Compliance
We provide expert and experienced advice to fully listed, AIM, and PLUS market companies on compliance with appropriate listing rules and regulations. We deal with all of the following.
- Provision of advice on rule compliance
- UKLA
- Disclosure Rules and Prospectus Rules
- AIM
- PLUS
- Routine regulatory announcements
- Drafting and release of RNS or regulatory information service announcements
- Share interests
- Establishment of procedure for issue of s.793 notices and follow up
- Maintenance of s.808 register
- Compliance with the Combined code
- Audit of current practice
- Checking of "comply or explain" statements in annual report
- Board appraisals
- Provision of advice on independence criteria
- Standing committees
- Drafting of terms of reference for audit, remuneration, nomination, risk, and other committees
- Attendance at committee meetings
- Provision of advice on ABI, RREV, Manifest, PIRC and other guidance.
Contact us at info@davidvenus.com or on 01372 465330 for full details.
