Pre & Post Listing Work
The level of compliance required by a company pre- and post-listing requires careful, early planning. Many companies lack the experience and resource to undertake this important work. We have helped many companies to put in place procedures and processes to deal with the governance and regulatory regimes with which they must comply.
Pre-listing we will:
- Review statutory records prior to due diligence
- Accept appointment as company secretary or provide support to the in-house appointee
- Amend articles of association
- Review share capital structures and shareholdings
- Liaise with solicitors, accountants, brokers, registrars, and regulatory authorities
- Assist with the convening and holding of Board and shareholder meetings
- Assist with the preparation of listing documents
- Put in place corporate governance structures including committee terms of reference, directors’ dealing policies, etc.
Post-listing we handle:
- The induction of new directors
- The set up of 5793 procedures in conjunction with the company’s registrars
- The drafting of directors’ dealing procedures
- The establishment of procedures and reporting lines with registrars, brokers, PR advisers, and others
- Corporate governance compliance, including Combined Code, ABI, RREV, Manifest, PIRC guidelines etc.
- Regulatory matters including listing rules compliance and announcements procedures
- The servicing of board and committee meetings
- Assistance with preparing annual and interim reports
- AGM organisation and compliance
- Corporate social responsibility reporting.
Contact us at info@davidvenus.com or on 01372 465330 for full details.
